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GBMT-11 · Research record · No. 11

§2 Findings: Licensed ≠ available (FLAGSHIP)

mental-health/research/ws02-licensed-available.md
This is a working research document from the mental health filing, published as written — including the parts later corrected. It is the underlying record for Whitepaper No. 11, not a summary of it.

Date: 2026-08-11. Extends Phase 0 anchors 2 (KC1), 3 (Medicaid acceptance), and the H2 kill-condition test. Does not re-litigate KC1 — the absence of a national by-payer wait/acceptance series is carried as a finding.

PRISMA-lite search log

Field Logged
Strings psychiatrist Medicaid acceptance secret shopper; Medicaid phantom network mental health claims; Bishop NAMCS psychiatrists insurance; Brahmbhatt Schpero JAMA 2024; Zhu Oregon Medicaid phantom networks; HRSA mental health HPSA population; GAO mental health network adequacy wait by payer
Date range Prefer post-2015 for second acceptance method; NAMCS 2009–10 retained as Method 1 root
Inclusion Peer-reviewed secret-shopper or claims studies with multi-state/national or multi-city frame; federal HPSA methodology; GAO/OIG on standards vs series. Exclude single-clinic anecdotes and association wait surveys as national series.
Searched 2026-08-11

1. KC1 carried (not re-litigated)

Finding (Phase 0, confirmed): No federal or ≥80%-population series publishes outpatient MH appointment wait or new-patient acceptance by payer. Circulating waits are vendor/association (e.g., National Council “48-day” figure via HRSA briefs) or one-off studies. CMS has MA network wait standards and Medicaid managed-care secret-shopper rules — standards ≠ a measured national median series.

Under the protocol, that collapse is a headline shape, not a caveat: the country argues about a shortage it does not measure at the point of use. O1 scores on proxies with that disclosure.

2. Method 1 — NAMCS acceptance (Bishop 2014; Phase 0)

Bishop, Press, Keyhani & Pincus, JAMA Psychiatry 2014 (NAMCS 2009–2010, office-based physicians):

Psychiatrists Other physicians
Medicaid acceptance 43.1% (95% CI 34.9–51.7) 73.0%
Private noncapitated 55.3% 88.7%

Frame: national survey of acceptance, not secret-shopper realized appointments. Age of data (~15 years) disclosed. Commercial acceptance materially higher than Medicaid in the same frame.

Wen et al. (JAMA Psychiatry 2019) extend NAMCS through Medicaid expansion (2010–2015) — same instrument family, not a second independent method.

3. Method 2 (owed) — delivered: secret-shopper + claims

3a. Secret-shopper (multi-city) — Brahmbhatt & Schpero, JAMA 2024

Audit of psychiatric prescribing clinicians (psychiatrists, NPs, PAs) listed as accepting new Medicaid patients in the largest Medicaid managed-care directories in NYC, Los Angeles, Chicago, Phoenix (May–Jul 2023):

Independence from Bishop: different method (secret shopper vs NAMCS acceptance), different years, different outcome (realized appointment vs stated acceptance). Multi-city, not full national. No commercial arm in this study (authors note the limitation; cite prior work for the Medicaid–commercial gap).

3b. Claims / phantom networks — Zhu et al., Health Affairs 2022 (Oregon Medicaid)

Directory listings vs 2018 claims (provider counted “in-network” if ≥5 unique Medicaid beneficiaries with claims):

Independence: claims reconstruction vs survey vs shopper. Single state (Oregon), so it strengthens the Medicaid realized-access story but does not alone satisfy “multi-state or national” for H2. Useful as Method 2b / corroboration that directory “participation” ≠ usable supply.

Ludomirsky et al., Health Affairs 2022 (cited by Brahmbhatt): Medicaid managed-care care highly concentrated among a small share of listed physicians — same claims-family insight, concentration rather than acceptance rate.

4. HPSA vs realized access (two-method shortage rule)

Method What it measures 2024–2026 snapshot Limit
HPSA (HRSA) Population-to-provider (often psychiatrist-only) ratios + poverty/age/travel/SUD scores; geographic, population, facility designations Aug 2024: ~122M (~⅓ of US) in a Mental Health HPSA (HRSA State of the Behavioral Health Workforce 2024). Dec 2, 2025: ~137M (~40%) (HRSA 2025 brief). Quarterly summary (as of Jun 30, 2026): 7,109 MH HPSA designations; designated population 157.1M; 26.53% of need met; 7,825 practitioners needed to remove designations Counts licensed/assigned supply geography, not payer acceptance or new-patient wait. Most MH HPSAs still psychiatrist-ratio based (footnote in HRSA quarterly).
Realized access Appointment offer under a stated payer Brahmbhatt: 17.8% usable among directory-listed Medicaid clinicians in 4 cities; Bishop: 43.1% psychiatrist Medicaid acceptance nationally (2009–10) No national by-payer series (KC1)

Two-method verdict: HPSA designations show a large geographic “shortage” footprint. Realized-access methods show that even where clinicians appear in Medicaid directories, usable new-patient access is far below headcount. Shortage-as-HPSA and shortage-as-appointment are not the same object. Scorecard cells that cite only HPSA population shares without a realized-access proxy fail this workstream.

5. H2 adjudication

H2 (flagship / KC1 test) — Licensed ≠ available, and Medicaid is the wedge. A majority of the apparent outpatient shortage is non-participation in Medicaid (and narrow networks), not an absolute absence of licensees.

Criterion Result
≥2 independent methods show Medicaid new-patient acceptance (or realized new-patient access) below 50% in multi-state/national frame Met. Method 1 NAMCS: 43.1% national. Method 2 secret-shopper: 17.8% appointment success among listed Medicaid clinicians across 4 large cities (multi-city / multi-state plans). Claims phantom rates in Oregon push effective directory participation well below 50% for MH specialties.
and commercial acceptance materially higher in the same frame Met in Method 1 (55.3% private vs 43.1% Medicaid for psychiatrists; gap vs other physicians larger still). Not tested in Method 2 (Brahmbhatt has no commercial arm).
Refute path (Medicaid acceptance >70%, or licensed supply below panel benchmark even at 100% participation) Does not fire.

Adjudication: Supported. Two independent methods place Medicaid usable access below 50%; the commercial wedge is documented in the national NAMCS frame. Disclose: Method 2 measures directory-realized access (often worse than stated acceptance) and lacks a same-study commercial comparator; KC1 still means O1 has no national instrument.

Second acceptance method: FOUND (Brahmbhatt 2024 secret-shopper; Zhu 2022 claims as claims-family corroboration).

Implications for scorecard

Confidence: Strong on the wedge direction; Moderate on national point estimates

Strong that Medicaid usable access ≪ licensed/directory counts (two methods, consistent direction). Moderate that any single percentage (43% vs 18%) generalizes to all therapists nationally — Bishop is psychiatrists/office-based/aged; Brahmbhatt is urban prescribing clinicians in four cities.

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